EARLY ALCOHOLISM TREATMENT:
THE EMMANUEL MOVEMENT and RICHARD PEABODY
Katherine
McCarthy, Ph.D.
Journal
of Studies on Alcohol, Vol.45, No.1, 1984.
Alcoholics and those who treat them have
been of necessity present oriented. The day-to-day effort of maintaining or
promoting abstinence in living people leaves little attention for reflection on
the history of treatment. This history can, however, offer much needed
perspective on the problems and limitations of treatments; it permits us to
learn from both the success and failure of earlier work and philosophies.
This article will outline the history of
what is usually called the "Peabody Method" of recovery from
alcoholism. Its best known practitioner, Richard Peabody, began treating
alcoholics individually in the early 1920s; his followers continued until the
l950s. As with the later Alcoholics Anonymous program, its roots were in
Protestant religious thought rather than in medicine. Its later practitioners
imitated the psychiatric model of professional practice, but their ideas
stemmed from pre-Freudian, characteristically American Progressive thought.
Peabody’s book The Common Sense of Drinking,
first published in Boston in 1931 was widely read and influenced several
medical and lay practitioners. The basic strategy did not originate with
Peabody, however, he refined and "professionalized" ideas that he had
learned in the Emmanuel Movement from Dr. Elwood Worcester and Courtenay
Baylor.
The Emmanuel Movement began in Boston in
1906 in the Emmanuel (Episcopal) Church. The movement’s founder, Dr. Elwood
Worcester, practiced a method of healing for assorted forms of
"nervousness" including alcoholism and other addictions. Worcester
and his assistant, Dr. Samuel McComb, operated a free clinic supported by the
church for about 23 years. The movement was widely reported in the press, and
Worcester and McComb became well known for their success with alcoholics as well
as other types of patients.
In 1913, Courtenay Baylor began to work for
the Emmanuel church as a specialist in alcoholism; he was probably the first
paid alcoholism therapist in this country. Originally an insurance agent he had
come to Worcester in 1911 for help with his drinking problem. After a period of
sobriety he retired from the business world to become a paid "friendly
visitor" in the church’s Social Services Department. He remained at the
Church until Worcester’s retirement in 1929, after which the two practiced
together at the Craigie Foundation of Boston. Worcester died in 1940. In 1945,
by now an old man, Baylor resumed his old job at the Emmanuel Church. By all
accounts he died sober. Baylor described his treatment technique in the book Remaking
a Man (1919) as did Anderson: in his book titled "The Other Side of the
Bottle" (1950).
Baylor’s most famous patient was Richard
Peabody, son of a well known Boston family, who came to the Emmanuel church for
help with his alcoholism in about 1922. Peabody survived his World War I
service unscathed, but after several years of heavy drinking found that his
life was falling apart. He had lost his share of the family fortune in shipping
at a time when everyone else was becoming rich from the war. In 1921 his wife
(later known as Caresse Crosby) obtained a divorce; she had become so afraid of
him that she would not stay alone with him and had appealed to her uncle, J.P.
Morgan for financial and moral support. Peabody suffered from acute depression
and was hospitalized more than once.
Despite his family’s wealth and prestige.
Peabody was not prepared for a career and supporting a family. He had graduated
from Groton preparatory school (where his uncle, Rev. Endicott Peabody, was
headmaster) but never finished Harvard. When he married in 1915, his wife’s
family was already worried about his drinking. Peabody quickly escaped from
family life by signing up for military service at the Mexican border. Soon
after, he left again for the war in France, having barely seen his two
children. Military life was apparently a preoccupation with the men in his
family; Mrs. Crosby described his parents’ home as having a "family
atmosphere of eau de cologne and tiptoe discipline….The household ticked on a
training schedule." Major and Mrs. Peabody lived a
"militaristic" existence, "a strange, muted life, uneventful and
unjoyful;" everything was highly polished with "implements of war
laid out like precious objets d’art." According to Mrs. Crosby, Mrs.
Peabody spent most of her life in nightclothes. Peabody was an only child
"who had never been allowed to play or cry, for both these exercises
disturbed his parents," quite a• different picture from the
"overindulged, pampered childhood" that Peabody later insisted was
the primary cause of alcoholism.
Peabody attended the Emmanuel Church’s
clinic and weekly health classes in the winter of 1921-1922 and by 1924 was
listed in one of its publications as a volunteer assistant in the Social
Service Department (Emmanuel Church, Department of Community Services, 1924).
Sometime during the l920s he established his own office on Newbury Street in
Boston. During this period he "effected some remarkable cures" and
became known to some as "Dr. Peabody"; patients came to him from
considerable distances. It is likely that Baylor referred patients to him from
the church, since there were probably more applicants than Baylor himself could
handle. A few years earlier Baylor had observed in a Church report that
alcoholics were coming for treatment from as far as Santa Barbara, Denver,
Mobile, Washington and Philadelphia, "while New York is a suburb from
which we have many commuters." By 1933, Peabody was practicing in New York
at 24 Gramercy Park.
In the 1930s Peabody was publishing articles
in both the medical and lay literature on his method: The New England Journal
of Medicine (1930), Mental Hygiene (1930), The American Mercury (1931) and
American Magazine (1931). His book, The Common Sense of Drinking (1931) was
republished in 1935 as an Atlantic Monthly Press book. By the late 1930s,
several physicians interested in the new "scientific approach" to
alcoholism were using his technique, including Norman Jolliffe at Bellevue
Hospital in New York, Merrill Moore at Boston City Hospital and Edward Strecker
at the Institute of Pennsylvania Hospital in Philadelphia. In 1944, the Yale
Center of Alcohol Studies opened the first free clinic exclusively for the
treatment of alcoholism; the Yale plan Clinics in New Haven and Hartford
offered individual and group treatment under the direction of a Peabody
therapist, Raymond G. McCarthy.
Before his death in 1936, Peabody had
trained several, of his sober patients to become lay therapists like himself,
including Samuel Crocker, James Bellamy, Francis T. Chambers Jr., William W.
Wister and Wilson Mckay. Wister’s experience of treatment with Peabody is
described in detail in a book by Bishop titled The Glass Crutch, with an
epilogue by Wister himself. Strecker and Chambers also published a book
detailing their version of the method.
Peabody and his coworkers apparently did not
share Baylor’s personal success at remaining sober. A common opinion is that
Peabody died intoxicated, although the evidence is not conclusive. Samuel
Crocker, who had once shared an office with Peabody, told Faye R. that he was
intoxicated at the time of his death. The personal copy of Peabody’s book
belonging to Bill Wilson (one of the founders of A.A.) now in the A.A.
Archives, contains the following inscription; "Dr. Peabody was as far as is
known the first authority to state, "once an alcoholic, always an
alcoholic," and he proved it by returning to drinking and by dying of
alcoholism - proving to us that the condition is uncurable." This copy was
originally owned by Rosa Burwell of Philadelphia. Some early A.A. members share
the opinion that Peabody died intoxicated. The published sources contradict
each other. Wister quoted Peabody’s second wife to the effect that he died of
pneumonia. The editors of Scribner’s magazine, which published an article of
his posthumously, claimed that he died of a heart attack. Mrs. Crosby did not
say.
Wister’s authorized biography reports that
he became drunk in 1941 after seven years of sobriety, and although he became
sober again, he did not resume therapeutic work. Faye R., who knew Baylor,
Crocker and McKay also resumed drinking. Faye R. was at different times a
patient of Baylor, Crocker and McKay. She has been abstinent in A.A. for 40
years. Her summary of the Peabody therapists is: "They had many wonderful
ideas but they just didn’t have the magic of A.A."
Marty Mann described the Peabody Method as
being primarily for the well-educated or the well-to-do, a description that
also characterized patients of Freudian analysis of the time. William Wister’s
family, was as well known in Philadelphia as Peabody’s was in Boston; Francis
Chambers belonged to Philadelphia’s most exclusive men’s clubs. Faye R.
reported that Baylor, Crocker and McKay were also from well-do-do Boston
families.
Few but the well-to-do could afford
Peabody’s fees. Wister was broke and in debt when he appeared on Peabody’s
doorstep in 1934, so the therapist offered to reduce his fixed fee of $20 per
hour to $10. Peabody told Faye R. that his fee was $10 per session for seven
visits per week; she went to Crocker instead, then newly established in
practice, for $5 per session. According to Faye R., Baylor scorned such
exorbitant rates even when he was himself in difficult financial straits.
It appears that the considerable majority of
patients of the Peabody practitioners were men, although Baylor and Peabody
occasionally referred to "men and women" as potential patients.
Peabody’s method, however, was clearly geared to the needs and interests of
men, and Baylor’s was much less so, as will be described below. The age
distribution of Peabody’s .patients is not known. Peabody once remarked to Faye
R., then had known of to do so. Peabody himself was probably only a year or two
older than that when he stopped drinking. Probably the great majority of the alcoholic
patients of those practitioners were white, since their race was not mentioned.
Worcester did point with pride to the success of his church’s self-help
tuberculosis program with blacks, but did not refer to them among the clinic
patients.
Peabody made important philosophical changes
in and added some psychiatric terminology to the treatment method although it
had as its original model quite a different conception of the relationships
among body, mind and spirit than those used by Peabody’s contemporaries.
Worcester and McComb based their claims as healers on their qualifications as
clergymen; coincidentally, both had doctorates in psychology. The later
practitioners, however, had serious problems of establishing professional
identification; Peabody and his followers therefore made serious compromises in
their work in the hope - ultimately unfulfilled -that they could be accepted as
mini-psychiatrists. The Emmanuel Church clergy began their work at a time when
almost no one had heard of Freud, a time when the whole notion of psychotherapy
and "functional" nervous disorders was still very new and open to
various eclectic treatments. Worcester and McComb were severely criticized by
both. physicians and fellow clergy for daring to invade medical territory, but
in 1906 the medical profession had neither the organization nor the public
acceptance to force them out of the field. By the 1930s, however, this. had
changed considerably. In 1940 Wister was actually threatened with arrest for
practicing medicine without a license. In trying so hard to imitate the
prestigious intellectual ideas of the l930s, Peabody and his followers
essentially gutted their method of the vital substance that had made Worcester
and Baylor so successful in earlier decades.
In 1935 a new rival to Peabody was quietly
being born in Akron, Ohio. By 1942, A.A. had grown enough in size and popular
reputation to be a viable alternative to the Peabody Method in some urban
areas. As with the patients of the earlier method, A.A. was initially composed
primarily of the well-to-do and well educated. Because it was free and
nonprofessional, however, it quickly spread to a much wider group.
Additionally, A.A. in its basic concepts of healing and suffering, was much
more similar to the Emmanuel Movement than to the professional therapists.
Organizationally, it was quite different from both, but Elwood Worcester would
certainly have recognized its basic beliefs as very harmonious with his own.
Faye R. reported that, near the end of his career, Baylor attended an A.A.
meeting and loved it: he enthusiastically recommended it to her. Bill Wilson
and his wife Lois (later to become the founder of ‘Al-Anon) both read The
Common Sense of Drinking in the early days of his sobriety and were very
interested in it. However, only a few phrases and helpful hints from it were
incorporated into the A.A. program. The Emmanuel Church like thousands of other
American churches -now houses a large A.A. meeting: it meets on Wednesdays in
the old parish house, the same place where Worcester and McComb gave Wednesday
night classes for up to a thousand "nervous sufferers."
THE
EMMANUEL APPROACH
Worcester and McComb were not alcoholics.
Their therapeutic method was originally designed to treat the condition then
called "neurasthenia," a term covering an assortment of neurotic
symptoms, psychosomatic problems, phobias, extreme worry, anxiety, addiction
and other problems then considered non-organic. In a follow up study of clinic
patients during part of 1906-1907, Cabot reported that only 12% were
alcoholics. In the Emmanuel Church 1909 Yearbook, McComb described a cured
patient -a young, well educated, "refined" woman who had been
irritable, self-conscious, preoccupied with morbid thoughts and uninterested in
life; "It is mainly, through not exclusively for sufferers of which this
young woman is the type that our health conference has been inaugurated."
The considerable majority of the nonalcoholic patients were women. Worcester
and McComb reported three rules for accepting alcoholic patients: (1) They must
come voluntarily from their own desire to stop drinking, not solely because of
pressure from others. (2) They must be willing to accept the goal of total
abstinence, for "the attempt to convert a drunkard into a moderate drinker…..cannot
be done once in a thousand times."
(3) They
must be dry during the first interview and pledge to be abstinent for one week.
The brief pledge apparently had some value: "In the course of many years experience
very few patients have broken this promise."
Worcester believed that all diseases had
physical, mental and spiritual components - some problems might’ be primarily
physical, such as a broken leg, but the patient’s attitudes could still promote
or retard healing. Many problems were more obviously’ related to a person’s
mental state. A case of deafness, for example, might be purely organic and
should be treated first by a physician, but some cases were also of
psychological origin and could be relieved by psychotherapy. Many of
Worcester’s patients had primarily moral problems or habits that required a new
way of life: addictions, anxiety, or excessive fear or worry. The realms of the
body, mind and spirit interacted in a delicate balance in each person; an
improvement in one’ area might lead to improvements in another. Severe pain
from an intractable physical ailment could be relieved by changes in attitude;
the physical craving for alcohol or morphine could be eliminated by a more
spiritual way of life. All nervous sufferers could be helped by redirecting
their attention away from themselves to a life of service to others. Exercise,
proper’ breathing and natural sleep would ultimately promote a proper spiritual
balance.
The concept of the unity of body, mind and
spirit that Baylor inherited from Worcester was probably unique in American
thinking of the time. Worcester acquired his ideas from the German
psychologist, Gustav Fechner, with whom he had studied at the University of
Leipzig. Fechner was renowned for his early work in experimental psychology,
but his lifelong philosophical interest was in developing a true
Geistwissenschaft, or a science that would include both the material and the
spiritual worlds. He believed that the relationships between these two realms
could be understood through mathematical formulas that would explain both
without reducing either to the terms of the other. ‘Worcester explicated
Fechner’s ideas and claimed that he was unable to disentangle Fechner’s ideas
from his own commented: "The modern temperament finds the union of the
mystical and the scientific difficult to understand. Yet Fechner’s mystical
grasp upon the unity of life and the world lives on, and in each generation
finds a welcome from a few."
Worcester and McComb were best known for
their use of suggestion and autosuggestion. They employed hypnosis with a small
number of alcoholics to keep them sober long enough to receive treatment, but
in most cases they merely put the patient in a state of relaxation. With the
patient seated in a comfortable chair in a dim and quiet room, the therapist
would give directions for systematically relaxing each limb and slowing down
racing thoughts. Baylor would ask the patient to imagine that he was sailing in
a small boat toward an island, at first quickly, then more slowly until the
person ended up lying comfortably on a sunny shore.
Worcester believed that a person’s
subconscious mind was more amenable to outside influence while he was in this
relaxed condition. He could then suggest to an alcoholic, for example, that the
desire to drink would soon pass, that he would soon sleep better and that he
could begin to make progress in his life. Worcester believed that in this way
powerful healing forces of the subconscious mind( a term that he intentionally
retained after Freud’s "unconscious" became popular) could be brought
into play to support a person’s conscious desire to recover. Worcester saw the
subconscious mind as an essentially positive force: it was the source of
enormous strength, creativity, inherited memory and communication with the
spiritual realm. It was, in short, the spirit of the soul. Consistent with his
view of the unity of the soul and body, he saw the subconscious as the
regulator of elementary physical processes, including the heartbeat,
circulation, respiration and time keeping; thus positive suggestions directed
to it could affect physical health.
For Worcester, the, redirection of attention
was a very basic element of therapy. Nervous sufferers and alcoholics became
morbidly preoccupied with their destructive habits and sufferings; the
therapeutic effort was to redirect that attention toward higher goals - the
development of a spiritual life and service to others. Misdirected attention,
produced often by physical pain or bad habits, caused much avoidable’
suffering; "A large part of the sorrow, ‘failure, sickness and
discouragement of’ life comes from this one source, the anticipation of evil.
If we could disregard all pain and misfortune but the actual, we should deliver
ourselves from about eight—tenths of the sorrow of this life." (This is
the same principle as A.A.’s injunction "don’t project" - or assume a
future possibility to be present fact.)
Attention could be redirected at first by a
therapist through suggestion while the patient was in the relaxed stated but
the patient must be taught to practice autosuggestion until new mental habits
were learned. The latter technique made the healing power of the subconscious
available in daily life; it consisted of "holding a given thought in’ the
mental focus, to the exclusion of all other thoughts." The patient learned
autosuggestion and other techniques (proper breathing, hints on obtaining
restful sleep, etc.) not only in individual treatment sessions but in the Wednesday
night classes in which the clergy and others lectured on such topics as habit,
anger, worry and fear.
The theological basis of Worcester’s belief
in redirected attention rested on the Biblical "resist not evil"
which he interpreted to mean that constructive psychological change could be
promoted more effectively by building up a person’s strengths than by directly
attacking the problem or bad habit itself. For example, Baylor reported
successfully treating a woman with a phobia about open spaces by engaging her
in a deep conversation about her work while walking with her, for the first
time in many years, through Boston Public Gardens. He had already done the
ground work, however, with many sessions of relaxation and suggestion and by
gradually weaning her away from sleeping medications.
The
Emmanuel clinic used prayer as an essential vehicle for acquiring the power of
attention, just as some holistic healing strategies today often employ
meditation for related purposes. Worcester’s theory went well beyond that of
simple meditation, however; for him, the therapeutic dynamic was that
"surrender implied in sincere prayer is always followed by the
consciousness of peace and inner freedom." The mechanism here, as with
attention, is paradoxical: "Only by surrender to the All Holy and All
Powerful are, the potentialities of the self realized." What follows is a
process of conversion; "Whereas the sinful tendency about which (the
patient) was in the main concerned is robbed of its attractive quality and the
thought of it finds no entrance to his imagination." New sources of energy
from the subconscious are thereby tapped. These paradoxes had long been
familiar to religious thinkers, but they were not described in the psychiatric
literature until the 1940s with Tiebout’s analyses of the therapeutic
mechanisms of A.A.
Worcester also saw the benefit of group
support and the service that afflicted could render each other, an idea that
A.A. developed to a much greater extent years later. The Emmanuel Movement prescribed
not only individual therapy, lectures and reading, but provided social hours
after the weekly classes at which the patients were expected to talk to each
other their growth and progress. Following the principle of redirected
attention, however they were not supposed to dwell on their ailments. The
Church also ran a well staffed Social Service Department that provided
"friendly visitors" to call on patients and provide moral support,
assist in finding jobs and occasional financial help. Some staff members, such
as Baylor, were paid former patients: others were volunteers.
The "guiding principle" of the
Social Service Department, according to the Emmanuel Church 1909 Yearbook, was
to turn the thoughts of each sufferer from himself to others. In all troubles
of mental origin, one of the most successful curative agencies has been to get
one person to help another suffering from exactly from his own trouble. How can
we ask another to make efforts which we will not make ourselves? In this way
moral strength is passed on from one to another."
An important off-shoot of this arrangement
was ‘the Church sponsored club for alcoholics. Founded in 1910 by’ a
nonalcoholic parishioner, Ernest Jacoby, the club held meetings in the church
basement on Saturdays and its space was used for socializing on most other
nights. Nonalcoholic’s also attended and the club’s relationship to alcoholism
was disguised’ in Church reports, but the evidence is that its purpose was to
help newly abstinent patients reinforce each other’s abstinence. Its motto was
"A club for men to help themselves by helping others." There were no
membership fees. The only requirement for membership was "an expressed
desire to lead an honorable life and a willingness to aid other men less fortunate."
Worcester’ added one other requirement; "They should not come to the
Church drunk." A follow-up committee sought out those who failed to appear
for meetings. A system resembling A.A. sponsorship was created, called
"special brothers," in which each member was expected to look out for
another. Saturday night meetings included food, entertainment and lectures on
topics of current interest. "The broadest religious tolerance was
observed, and many faiths were represented." In the 1910 Church report, 20
persons were listed by name as officers and members of the club. No women’s
names were included.
By 1912, the club announced that it had
"already accomplished results beyond our farthest hopes." The club
had grown, and most of its original members were still attending. It was
arranging for a better system of record keeping and was soliciting
contributions for a new clubhouse; one was reported from a little girl who gave
a benefit fair. The club moved out of the’ Church in about 1914; nothing is
known of it after that time except for Greene’s report that it maintained good
relations with the Emmanuel Church, which continued to send it new members.
The ideas of self-help and mutual support as
alcoholism treatment were not original to the Emmanuel Movement. The best known
historical antecedent was the Washingtonian Movement of the 1840s, a large
group of abstinent alcoholics and nonalcoholic temperance advocates who
achieved brief but spectacular success at "reforming" drunkards. Some
recent authors have noted that other temperance groups in the following decades
also employed the group-support principle. According to Levine, "In the
latter half of the 19th century the Sons of Temperance, the Good Templars, and
a host of smaller fraternal groups, functioned in much the same manner that
A.A. does today. They provided addicts who joined their organizations with
encouragement, friendship and a social life free from alcohol. They went to
inebriates in time of need, and in some cases offered financial support as
well." It is difficult to determine at this distance whether the founders
of the Jacoby Club were familiar with the earlier organizational forms. The
major difference in the Emmanuel Church work was that it rejected temperance
preaching as a means to attract or help alcoholics.
Although Worcester was himself a supporter
of the idea of temperance, he had an approach to the problem of the moral
status of alcoholism different’ from that of his temperance predecessors or
scientific successors. Worcester had no doubt that alcoholism was both a
disease and a moral problem. Addiction involved habit, for him clearly a moral
category, yet he unhesitatingly ranked alcoholism along with tuberculosis,
cancer and syphilis as the four major diseases of his time. To Worcester, the
question of will was irrelevant to alcoholism and neurasthenia; both were
diseases of the whole person in body, mind and spirit, not merely problems of
the faculty of will. According to Levine, "In 19th and 20th century
versions, addiction is seen as a sort of disease of the will, an inability to
prevent oneself from drinking." For temperance advocates, this meant that
moral exhortation addressed to the will would be sufficient to keep a person
from drinking. Other historians have described the remedy for alcoholism espoused
by the late nineteenth-century Reform Clubs and the Woman’s Christian
Temperance Union as "gospel temperance" -a moral suasionist attempt
to spark a spiritual rebirth in alcoholics and to get them to keep a pledge of
total abstinence. The task as the Union Signal put it, was analogous to
"Peter preaching to the gentiles." This same view characterized the
mission approach of the Salvation Army and other turn-of-the-century mission
efforts.
By comparison, Worcester’s approach ‘was
more modern in totally rejecting moral suasion, as a healing strategy.
Worcester believed that sermons were for normal people: "Something more
than exhortation, argument, or persuasion is’ necessary.... They may provoke
opposition on the patient’s part or they may even be dangerous." Something
more was needed because more than one aspect of the personality was involved;
like A.A., Worcester felt that the individual’s entire life was affected and
that an appeal solely to the strengthening of the will would thus be inadequate.
He saw evil as a more basic, pervasive condition in’ the individual’s life than
did most of his contemporaries, such as the mind—cure practitioners and those
with various scientific approaches, including the most recent. For Worcester,
recovery must come from surrender to both an external force (as in conversion)
and to the, healing capacities within the subconscious.
According to Clinebell, one secret of the
Emmanuel Movement’s success lay in this effort to reduce an alcoholic’s guilt
rather than to increase it as did the other strategies of the time:
"Emmanuel therapy apparently was frequently able to convey this
experience. When guilt is reduced, the energies previously employed in the
guilt and self-punishment process, are freed and made available for therapeutic
Ends. The alcoholic’s inferiority is reduced... by (his) becoming aware of his
‘higher and diviner self’ which is his real self." Like others of the
Progressive Era, Worcester had great faith that the human race was improving
and that an enlightened science could help reduce human suffering. He did not
believe that his method was, antagonistic to medicine or that it was a
"mind-cure"; on the contrary, he believed his method to be more
scientific than that of contemporary physicians who could understand only the
body, without any theoretical comprehension of the importance of mind and soul.
He believed that clergy and physicians working’ together could accomplish far
more than either alone. Worcester and McComb firmly believed in the essential
goodness of human nature, even of the unconscious mind; for them the ideal life
was a balance of natural inner forces, not a constant struggle with instincts
and impulses. For Worcester, feeling in itself was never a problem; even
painful emotions such as fear had their useful functions. Kurtz (Not-God, A
History of Alcoholics Anonymous) noted that Bill Wilson also had a basic
acceptance of human instincts, which for him only became a problem when
alcohol, permitted them to "run riot."
In defense of the reality of his patients’
nervous sufferings, Worcester ‘once stated that he would rather break both
thighs than undergo the pain that some of them experienced. Worcester and
McComb never hesitated to speak of fear, faith, hope and the spirit; Peabody
would not even mention the word "suffering." His book was, of course,
an offer of hope and help to alcoholics, but Peabody could not bring himself to
name the feelings.
Worcester was writing primarily for and
working for women, although he never publicly acknowledged this. In 1908, he
earned the equivalent of a year’s salary writing five enormously successful
articles — including one oh alcoholism in women-for the Ladies Home Journal.
Peabody was writing self-consciously for men. His examples of schools, clubs
and recreational activities were exclusively those of upper-class men. He
worried about the "manly complex" that might drive a man back to
drink; he urged his readers to remember that "it is the manly thing to do
to give up drinking because the weakling cannot do it." His ambivalence
about stereotypically female feelings and expressiveness runs through his work
and accounts for many of the ways in which his methods diverged from those of
Worcester and Baylor.
Courtenay
Baylor
Courtenay Baylor must have been a, remarkable
man. Constance Worcester and Faye R. spoke of him with great personal
affection, even many years later. Peabody dedicated his book to him; Anderson
described him: "He had a ‘soothing7 beautiful voice that lulled
you but at the same time gave ‘you confidence. It was a voice you could,
trust."
On Baylor’s effectiveness, he commented:
"If I had been one of those skeptics, who say it is not the therapy but
.the therapist that gets results, he would have been a shining example; for he
was one of the most illuminating and persuasive personalities I have ever met.
However, the results of his work for four decades of practice and the success
of the people whom he had trained give solid proof that in this case the value
lay in the therapy as well as the man." Baylor did not confine his work to
alcoholism; his book (Remaking a Man) was intended to help various types of
nervous sufferers, including the shell-shock victims with whom he began working
in 1917.
Baylor did not see alcoholics as being
fundamentally different from other people. Every person who drinks, however
moderately, "has a ‘true alcoholic neurosis’ to the extent that he
drinks," since he makes up excuses for drinking and will not stop without
a struggle. Like Worcester, he was willing to blame alcohol for alcoholism
rather than finding the fault in the individual’s early history. He believed
that all neurosis took the form of alternating periods of rationalization and
excuses. Therefore, the treatment for alcoholism was not significantly
different from the treatment for other forms of nervous suffering.
Baylor fully accepted the Emmanuel Church’s
model of social service and mutual helpfulness for his own work; he did not
foster professional distance between himself and his patients. According to
Constance Worcester, he did not discuss the fact that he was an alcoholic with
outsiders, but, unlike Peabody, he was direct about this with his patients. He
required mutual confidentiality as a condition of his work: "Before we get
through, I shall have to reveal as much about myself as you do about
yourself." He insisted that the patient take increasing responsibility for
the work. At the beginning of treatment the patient was informed that:
"You will act in a double capacity: you are to be patient and physician at
the same time." The patient and instructor "are to study out together
certain fundamental psychological laws, the knowledge of which will enable them
to get to the bottom of that trouble." Baylor’s goal with a patient was
"to so help him to help himself that his reconstruction will be
permanent." Faye R. reported that his methods were much less formal than
those of Crocker and McKay.
According to Baylor, all neuroses, including
alcoholism, resulted from mental and physical "tenseness." He
believed that "the taking of the tabooed drink was ‘the physical
expression of a certain temporary but recurrent mental condition which appeared
to be a combination of wrong impulses and a wholly false, though plausible,
philosophy. The cause of this mental state was a condition of the brain
"akin to physical tension" during which it "never senses things
as they really are." For example, the person believes that his troubles
are entirely the fault of other people or circumstances, and does not realize
the extent to which his own depression, fear or irritability color his
perceptions and may actually change the attitude of others toward him. This
leads to more practical problems and to greater tenseness, which will be
expressed in further drinking or neurotic behavior: "literally a circle of
wrong impulses and false philosophy — each a cause and a result of the
other."
The solution, therefore, was first to
promote physical and mental relaxation, and then to examine in a calm frame of
mind those "false, though plausible" attitudes. Ultimately, the
patient should learn permanent relaxation by practicing the techniques that he
has learned. Anderson described this state as "a combination of
‘suppleness, vitality, strength and force -a certain definite intentional, elasticity."
Baylor called it peace of mind and stated: "Peace of mind will do
wonders."
Baylor believed that his failures resulted
from his inability to gain a patient’s attention; some remnant of spiritual
capacity must be present in order for him to break the "vicious circle of
neurasthenia" - or the patients endless brooding attention to his
troubles. "I fail to get this attention either because the patient has an
innate lack of desire to change his life and ideas and no spiritual element out
of which to build such a desire, or because he has an actual mental defect, or
because his illness is so deep-seated and his spiritual side so buried that the
stimulus dynamic enough to reach and arouse him or the time and personal
attention necessary to get through to him have been lacking."
Baylor’s strategy was to supply the person
with a "new point of attention, a’ new philosophy of life, and a new
courage with which to face life." The complex interaction of ‘body, mind
and spirit can be seen here: "attention" was for Worcester and Baylor
both a spiritual and a mental concept, with both cause and effect in the
physical realm. To attend to good rather than to resist evil, and also to
develop a new sense that life is worthwhile would not only promote spiritual growth
but actually keep some patients alive.
One way to redirect a patient’s attention
was to provide a new time focus. The new interest and new point of view should
be "so big and so different that they occupy the present moment fully and
make all of life seem worthwhile." One strategy that he used for adjusting
the ,patient’s time sense to a normal pace was to speed up or slow down his own
thinking during a therapeutic session to match that of the patient; he would
then take the lead in adjusting the speed of the patient’s thoughts to a more
normal level.
Baylor made no direct reference to the
"subconscious" but it is clear that he regarded it as a vital
spiritual force in redirecting a patient’s attention. Interviews with patients
were "one hundred per cent suggestion, direct or indirect." There is
nothing "weird" or "uncanny" about this, he explained; it
is as natural as the fact that a salesman’s cheerfulness has a positive effect
on a customer. (Those who believe that the theory of suggestion is dead might
take another look at modern advertising.) The reeducational work itself,
however, is logical and rational; it proceeds through discussion of the
patient’s past to "analysis and explanation and definite
instruction." Baylor described the results to be anticipated by the
patient as the awakening of a new part of the mind or spirit: "Because you
have recognized a new function, or another sense perhaps, you will have a hope
that you can handle life instead of having life handle you." Success with the
method would lead to new confidence, efficiency and happiness; but happiness,he
believed, could not be directly sought.
Applying Worcester’s principle of
"resist not evil," Baylor did not address phobias directly but worked
to eliminate the background reasons for fears in general; otherwise the phobia
might recur in altered form. Relaxation would make an alcoholic able to cope
with "tense" periods of his life before they actually leads him to a
drink. (The actual practice of A.A. meetings resembles this "resist not
evil" principle, without using that language; the bulk. of a recovering
alcoholic’s effort is to establish a foundation of "sober thinking"
rather to confront the alcohol itself directly. A.A. teaches its members to
avoid the recurring periods of "alcoholic thinking" or "dry
drunks" that resemble Baylor’s "tenseness."
After a few years of’ experience, Baylor
began to realize that a longer course of treatment was necessary for alcoholics
than what Worcester had provided. Worcester had seen most alcoholics several
times a week for a few weeks or months. A newspaper ("Preacher-Healer
tells of his cures") reported the case of a woman addicted to alcohol,
chloral and morphine who had been "cured" by Worcester in seven
visits. There was a form of follow-up, however; she was thereafter required to
write him a letter whenever she felt like taking a drink or a drug. Baylor did
not mention follow-up to treatment, although Faye R. reported that he and the
Peabody therapists were always willingly available by telephone.
In the Annual Report of the "Men’s
Department" Emmanuel Church 1916 Yearbook), Baylor announced: "We
have come to feel that it is unwise to attempt to accomplish the work in a few
interviews, and an agreement is made with those who come that they will abide
by our instructions for a year, This means that they see us frequently at
first. Periods between visits are then lengthened, a course of rea4ing is taken
up and various exercises are carried through." A typical interview lasted
a half-hour. He described the long-term difficulties as follows:
"Getting the man to stop drinking is
only the first step in a very long march. All the negative traits induced by
alcohol must be eliminated and the positive traits put in their places.
Irritability, self-pity, fear, worry, criticism of friends, bitter hatred of
enemies, lack of concentration, lack, of initiative and action, all these must
be worked out of the character. The entire mental process must be changed, a
new sense must be grown, one that can recognize the soul; when this is
accomplished we have the man himself cured from alcoholism."
According to some sources, Baylor was
"more worldly" than ‘Worcester and paid more attention to practical
problems, including the effects of alcohol on the family. Worcester had
enlisted the cooperation of the family in. accepting the goal of sobriety for
both the patient and themselves. Baylor went much further in discussing the
specific problems that family members developed as a result of living with an
alcoholic in the practical, mental and spiritual areas. Much of Baylor’s time
was spent working with relatives; he recognized the difficulty that they
experienced in accepting an alcoholic who had changed greatly by becoming
sober. He compared the difficulty of this task to a "delicate surgical
operation." He also worked directly with employers to try to change
negative attitudes. Faye R. reported that he later developed a considerable
practice in divorce counseling. His Social Services Department of ten provided
material assistance to families of alcoholics, whether or not the alcoholic was
in treatment.
Baylor did not consider himself a scientist.
He felt that his work was "more than a science; it is also an art."
In the introduction to Remaking a Man, he apologized for the lack of technical
terminology. Peabody, however, took quite a different tack. In the introduction
to his book he explained that he had simplified his "somewhat technical
vocabulary" so that the average layman can read it without reference to a
dictionary." Neither man had a college degree. Each brought vital
experience to the problem of alcoholism, but they chose to use it in quite
different ways.
Baylor had none of Peabody’s professional
pretensions, yet his claim to competence was broader: he believed that he could
understand and influence not only the mind, but the body and spirit as well.
The originators of the Emmanuel Method did not consider their work to be
subordinate to that of medical professionals; the Rector of Emmanuel Church
initially hired physicians to do routine diagnostic work, then took over the
task of healing when they had failed.
We know somewhat more about Worcester and
Baylor’s therapeutic success. In 1908, Dr. Richard C. Cabot of the Harvard
Medical School published a report on the outcome of 178 cases of all types,
including alcoholism, seen by Worcester and McComb in a six-month period of
1907. Of 22 alcoholics, 11 were listed as "much improved" or
"slightly improved"; seven had unknown outcomes. These rather vague terms
do not reflect the fact that Worcester, during the early months of this period,
was using a technique that he later reported to Peabody was a total failure -
trying to teach his patients to "drink like gentlemen." Exactly when
his approach changed is not clear.
Clinebell concluded: "It’ seems
possible that the Emmanuel Movement enjoyed a relatively high degree of success
in providing at least temporary sobriety," based on, Worcester’s long-term
reputation and his own statements. Baylor reported in 1919 that, of about 100 cases
that he had seen personally in the previously seven years, about two-thirds had
been successful. His annual reports from 1913 to 1916 also refer to significant
numbers of "successful cases" each year. We do not know how long the
patients of either Worcester or Baylor were able to maintain their abstinence,
but Worcester referred to several who had "stood like rocks in their place
for years."
In the early years of the Emmanuel Movement
there was almost no interest within the medical profession in "‘spirit",
or feeling as healing resources. The great majority of psychiatrists and
neurologists were concerned exclusively With somatic explanations for mental
and emotional problems; they believed that all such problems would ultimately
be explained by reference to "lesions" of the nervous system. As Grob
has noted, late-nineteenth--century and early-twentieth-century psychiatrists,
"having rejected as subjective and unscientific such affective sentiments
as humanity, love and compassion....found their own supposedly objective and
scientific approach to be barren."
Part of the great, influence of Freud on
American thinking was of course his recognition of the role of feelings in
various types of illnesses, both psychosomatic and purely psychological ones.
For Freud, feelings and their conflicts were usually problematic and the cause
of endless human difficulties. For Worcester, however, the awakening of new
spiritual feeling was essential to the cure of many troubles; positive feelings
in themselves constituted a cure.. Freud, and his followers also cultivated a
dry and austere language, quite the apposite of the sentimentality of the
clergy. By the post-World War I years, the kind of language of feeling that
Worcester and McComb had used seemed insufficiently "professional"
for physicians; in fact, it was rarely used as a form of public statement
outside the churches.
The differences in the two approaches to
alcoholism were summed up by Freud himself in comments he made to a reporter
when visiting this country in 1909. When asked his opinion of the fact that
Worcester and others "claimed to have cured hundreds of cases of
alcoholism and its consequences by hypnotism, Freud replied, "The
suggestive .technique does not concern itself with the origin, extent, and significance
of the symptoms of the disease, but simply applied a plaster-suggestion-which
it expects to be strong enough to prevent the expression of the diseased idea.
The analytical therapy on the contrary. . . concerns itself with the origin and
progress of the symptoms of the disease." (Hale, Freud and the Americans:
The Beginning of Psychoanalysis in the United’ States. 1971) According to Hale,
"he implied that hypnotism also was a morally doubtful kind of trickery
that resembled ‘the dances of pills of feather-decorated, painted medicine
men.’ He criticized the clergy and others who practiced without medical
degrees: "When I think that there are many physicians who have been
studying methods of psychotherapy for decades and, who yet practice it only
with the greatest caution, this undertaking of a few men without medical, or
with a very superficial medical training, seems to me at the very least of
questionable good." He implied that such people might affect the
reputation of his own method: "I can easily understand that this
combination of church and psychotherapy appeals to the public; for the public
has always had a certain weakness for everything that savors of mysteries and
the mysterious, and these it probably suspects behind psychotherapy, which, in reality
has nothing, absolutely nothing, mysterious about it." Hale concluded:
"Admitting that he knew little about the Emmanuel Movement, he promptly
condemned it."
Granted that the question was somewhat
inaccurate (Worcester rarely used hypnotism), Freud’s response still shows not
only his ignorance of addiction but his lack of interest in the actual relief
of suffering. Rieff (Freud: The Mind of the Moralist) noted: "Clearly no
one so unsentimental as Freud can be accused of loving humanity, at least not
in the ways encouraged by our religions and their political derivatives,....He
was interested in problems, not patients, in the mechanisms of civilization not
in programs of mental health.
As Hale described it, "Freud at once
constructed a counter-image that became in turn an important psychoanalytic
stereotype- psychoanalysis was austere and difficult, requiring extraordinary
expertise but promising radical cure."
Richard
Peabody
Such was the narrow model of professional
practice available to Peabody as a therapist of the 1920s. He did not attempt
to imitate the particular techniques of a psychiatrist, but he systematically
eliminated from his terminology and concepts anything that hinted of the church
and "feather-decorated, painted medicine men." The acknowledgments in
his book include Baylor and six physicians, but he did not mention the Emmanuel
Church. Like the psychoanalysts, Peabody kept an extreme professional distance
from his patients; Wister reported that all he had ever learned about Peabody personally
was that "Peabody had learned much in Boston from, two noted psychiatrists
and that he had married twice." Wister also noted that he spoke
objectively, as though he were discussing the proper treatment for a broken leg
and that he never discussed the moral aspects of alcoholism."
Since Peabody had no credentials and chose
not to use his own experience as the basis for his claim to be a teacher, he
was in a difficult position to justify his fees. The nearly total lack of
interest of the medical profession in working with alcoholics should have given
him a wide field in which to work, but the only formal reason he could give
patients for coming to him for treatment was that it might speed up recovery.
He quoted a patient approvingly: "I went to Peabody on the same theory
that I would have gone to an instructor of mathematics had I found it necessary
to learn calculus. Probably I could learn calculus by myself out of books, but
it would take me a great deal longer than if I went to a competent teacher."
Peabody promised in his book to avoid
"moralizing"; his was strictly a "scientific approach." By
1931, moralizing about alcohol was certainly out of favor, within his social
class at least. The excesses of some of the Prohibition advocates and the
difficulties of enforcing Prohibition had embarrassed most advocates of such
laws into silence. It was becoming fashionable now to blame the drinker, not
the social institution of drinking, for alcoholism. Peabody wrote an article on
"Why Prohibition Has Failed," in which he claimed, in effect, that
drinking is a normal human activity (for men, at least) and should not be
tampered with by mere moralizers.
Peabody went a step beyond the
anti-Prohibition logic. It was one thing to claim that ordinary drinkers should
not have to feel guilty for their indulgence, yet quite another to imply that
alcoholics themselves have ho problem with guilt or shame about their
addiction. Nowhere did Peabody recognize the fact that alcoholics do feel much
guilt and remorse about the trouble that they have caused themselves and
others. Peabody provided no mechanism by which forgiveness and acceptance could
be attained, either in a religious sense or through a group of similarly
afflicted individuals.
The men of the Jacoby Club bonded together
"to lead a more honorable life," but Peabody did not use even such
indirect references to guilt or self-esteem. Since neither morality nor feeling
was an acceptable topic of discussion for Peabody, the only justification he
could give for the effort to become sober was, in effect,
"efficiency." A man must be impressed with the fact that he is,
undergoing treatment for his own personal good and because he believes it to be
the expedient thing to do."
The major practical drawback to excessive
drinking cited specifically’ by Peabody was its "supreme stupidity."
His explanation was designed to appeal to the patient’s respect for ‘his own
masculinity: "Just as all normal boys are anxious not to be considered
incompetent in athletics, so to be thought stupid is the last thing that a
full-grown man with any pretense to normality wishes. Even in prisons drunkards
are held in low repute by criminals because they are where they are as a result
of inferior intelligence rather than a distorted moral point of view."
It seems curious now that Peabody did not
attempt to resolve the moralizing problem by calling alcoholism a disease or an
illness. The disease concept was certainly, available to him-the Emmanuel
Movement had used it freely, and it had been current in some circles of
temperance workers and physicians since the late nineteenth century. Diseases,
however, are ordinarily understood to have some connection with the body and
Peabody’s basic philosophical orientation seemed derived from the mind-cure
movement, including Christian Science, which essentially denied the
significance of the body and was interested only in the mind as a means for
controlling an individual’s life. Many of Peabody’s therapeutic suggestions
resemble a secularized version of the writings on mind-cure and self-help
dating from the 1890s. His work was thus a strange amalgam of these ideas and
the quite different philosophical and psychological ideas of Worcester and
McComb.
Worcester had begun his clinic work partly
in response to the apparent healing successes of Christian Science. He viewed
their theology and that of New Thought as shallow and materialistic, however,
and little resemblance existed between his tripartite view of the person and
the idea in mind-cure that pure thought can be used to eliminate disease and to
produce increased efficiency and business success. Christian Science denied the
reality of bodily suffering altogether and of course had no use for the medical
profession. Mary Baker Eddy did not believe in the existence of the
unconscious, and other mind-cure writers "far from teaching an open-door
policy toward the subconscious. . . taught absolute denomination over it."
According
to Meyer ( The Positive Thinkers. .Religion as Pop Psychology from Mary Baker
Eddy to Oral Roberts ) the central tenet of mind—cure was that "God was
Mind....The crucial aim in this characterization was that it should guarantee a
self-enclosed and coherent existence....Mind was above all the realm in which
people might feel that life came finally under control." Christian
Science, and later mind-cure expressed no interest in human service (a fact
commented on quite sarcastically by both Mark Twain and Elwood Worcester),
which might account for Peabody’s lack of interest in it.
Peabody continued to use several important
ideas he had learned from Baylor: surrender, relaxation, suggestion and
catharsis. His development and reformulation of some of these -particularly
surrender and, suggestion- was much more specific to and useful for an
alcoholic’s particular situation than the formulations of Worcester and Baylor.
Peabody was very clear about the new
priorities for a reordered life: "The first step to sobriety is surrender
to the fact that the alcoholic cannot drink again without bringing disastrous
results" and "this surrender is the absolute starting point. The
conviction of its supreme importance is an absolute necessity. With surrender,
halfway measures are of no avail." This was undoubtedly the source of Bill
Wilson’ s better known phrase: "Half measures avail us nothing."
Peabody noted that an "intellectual surrender by no means settles the
question," but he did not discuss the emotional aspect of such surrender.
He did detail some of the obstacles to it, included "distorted ‘pride"
and the conviction that drinking is "smart" or "manly."
The patient, must also have a conviction
that he needs help. Peabody sometimes made a prospective patient convince him
of the fact that he was truly an alcoholic. He would not accept a patient unless
"he can say that he would like to be shown how to reconstruct his mental.
processes so that in due time he will no longer want to drink."
Peabody used the same relaxation technique
employed by Worcester and Baylor, although he was somewhat defensive about it:
"I appreciate that this relaxation-suggestion phase of the treatment may
sound like hocus-pocus to those who have never tried it." He justified
relaxation in part on the grounds of efficiency - on the grounds that a person
could accomplish more work in a day with less effort if the exercise were done
daily. They could also be used as mental training to avoid "displays of
temper, baseless apprehensions, shyness, and other unpleasant moods, not by
trying to support them, but by finding out why they exist and anticipating
occasions which might create them." The regular practice of relaxation
would prevent the "accumulation of emotional tension." He devoted
only one page to the physical aspects of the treatment, including exercise.
Suggestion had wider uses, Peabody defined
its most useful form for alcoholics as "driving home platitudes as if they
were profundities over and over again." ( It is very likely not a
coincidence that this is the basic organizational principle of A.A. meetings )
The therapist supplied these suggestions during relaxation sessions and the
patient was to repeat them nightly at bedtime. Peabody also assigned readings
and the daily copying out of simple statements that he supplied one at a time
as the patient was ready.
Like his predecessors, Peabody appreciated
the significance of catharsis, although none of the three used that term. They
all provided an opportunity for a patient to discuss his drinking history and
earlier life experiences. Peabody saw this as a more formal task of analysis
(in a somewhat Freudian sense) than did the’ others; it was not merely an
emotional purging for the patient, but an opportunity for the therapist to
point out the causes of the individual’s drinking. Peabody’s ideas about the
causes of alcoholism will be discussed further below.
Unlike Worcester and Baylor, Peabody did not
regard the unconscious as necessarily helpful. It was the repository of
excuses, denial and: other obstacles to permanent abstinence, as well as the
ever dangerous emotions it was the mental scrap heap to which the desire to
drink must ultimately be relegated. The unconscious also needed to be
"taught," and the method of teaching it was through thought control.
"The most important element in the work (is) the control and direction of
the thoughts toward the ultimate logical goal." All negative thoughts must
be stopped and positive ones substituted; "When at length the mind is
diverted, the unconscious, which is supposed to retain all memories, must be
left with a true picture of the whole situation and the individual’s
intellectual attitude toward it."
The most distinctive aspect of Peabody’s
method was his plan for time control. He described it: Before going to bed the
patient should write down on a piece of paper the different hours of the
following day, beginning with the time of arising. Then, so far as can be
determined beforehand, he should fill in these hours with what he plans to do.
Throughout the day notations should be made if exceptions have occurred in the
original plans, and it should be indicated whether these exceptions have been
due to legitimate or rationalized excuses.... Small as well as larger
activities that are taken up should not be dropped until completed unless they
are in a sense unknown quantities, entered upon for the purposes of
investigation only. Several pages of instructions follow. Peabody emphasized
that the spirit in which the time plan is followed was more important than
accuracy. Its functions were to (1) give the, patient something concrete to do
to change his condition, (2) provide the patient with "training in
executing his own commands" and (3) prevent idleness. Regarding this last
point he quoted Stekel: "Earthly happiness….. is primarily dependent upon
our relationship to time." Following this regimen might well have helped
the patient to develop a new sense of responsibility, since he had to be
accountable to his therapist for his actions every day. Peabody, however, did
not discuss responsibility.
Faye R. recalled that her therapists told her
to break down the schedule into 30-minute units. Marty Mann reported that one
Peabody patient whom she knew carried time cards with him in his shirt pocket
so that he would never be far from his schedule.
In his discussions of time and impulse
control, Peabody appeared less like the psychiatrist and more like the
industrial engineer perfecting his efficiency and productivity. He is also the
military officer planning in advance so that his troops would not mutiny while
he slept. He compared the time exercises to "close order drill";
discipline, not character, was his security. "In battle it has been proved
over and over again that large hordes of individually brave but untrained men
can accomplish little when opposed by a smaller but disciplined military group
-so with the alcoholic and his temptation. He cannot expect consistently to
conquer his enemy in every drawing room and country—club porch if he has made
no advance preparation."
Peabody apparently expected the self to
remain deeply divided; balance of any sort must have seemed unattainable to him
because he recommended that constant vigilance be exercised against endlessly
threatening, feelings. Wister reported that Peabody had told him: "I want
you to begin thinking of yourself as two selves. There’s your intellectual self
and your emotional self. This intellectual self is a good self, the logical
self. Its your best self...Now there’s the other self, the emotional self. It’s
always there and it is right that it should always be there. But it is the side
that wants to drink....But thought control will shrink it down so that it
becomes much smaller than the good ‘self. You must reconcile both selves. But
you must permit the intellectual side to dominate."
Peabody, the factory manager, again noted:
"Every phase of this therapy is governed by a time element. You will
eventually learn to master your emotions and you will sit, intellectually, in
the driver’s seat. For a time, however, you will have to direct your mental
processes by hand . Later they will operate automatically." (This
statement is exactly the opposite of A.A.s recommendation: "Get out of the
driver’s seat.") Nowhere did Peabody speak of patients acquiring new
feelings, desires or interests Other than "hobbies"- his limited aim
was that they be free of one destructive desire. Alcoholics must "train
their minds so that they no longer wish to drink." Clearly, Peabody
"resisted evil" as strongly as he could.
It is difficult to imagine that efficiency,
expediency and time management could provide sufficient inspiration to
transform active alcoholism into a lifetime of sobriety. It was a far cry from
Worcester’s promise of reawakened spiritual powers or Baylor’s hope for
"recognition of the soul;" A life of mere efficiency and the systematic
suppression of feelings, organized in hours or half-hours, certainly resembles
Crosby’s description of the atmosphere in which Peabody grew up: a
"strange muted life, uneventful and unjoyful". and a "tiptoe
discipline (which) ticked on a train-like schedule." Such an arrangement
might achieve freedom from alcohol, but it is much less clear what that freedom
was for.
For Peabody, indulgence of feeling and lack
of discipline were the causes, of alcoholism. He discounted heredity as
causative, claiming instead that improper family circumstances lead to a
"nervous condition," which "in turn induces alcoholism." He
described his typical patient as a first or only son, suffering from a fear of
maternal domination: he was "pampered and overprotected" as a child
and drank to resolve his conflicts about achieving manhood. The patient
"had unconsciously to choose between becoming a timid mother’s darling,
completely surrendering his own personality, or putting up an exaggerated
opposition. Of the two he unquestionably chose the wiser course." The
typical mother ‘was "domineering and prudish" and the typical father
was shy, with periods of despondency. Ultimately, the parents were responsible
for the child’s alcoholism. "The resulting character, is the fault of the
parents, though in the use of the word "fault" we do not wish to
conjure up an ethical concept so much as one of ignorance and lack of
self-control."
Later writers on this topic were not as
delicate about the use of the "ethical concept." Much of Bishop’s
fictionalized biography of Wister is an essay on his mother’s faults, on how
she caused and encouraged his alcoholism. Strecker and Chambers were much more
pointed in their insistence that mothers be blamed for the sins of their sons.
Peabody did not single out mothers in particular. In a series of writings
employing Peabody’s ideas, Strecker and Chambers’s denunciation of women and
their insistence that men control women became increasingly shrill. In the book
Their Mother’s Sons, the psychiatrist Strecker reached new depths in denouncing
mothers for virtually every faulty male act of the World War II era, much like
Philip Wylie’s better known Generation of Vipers. None of these writers
informed us what the cause of alcoholism in women might be.
Although Peabody’s method was widely
practiced for about two decades, little is known of its overall therapeutic
success, and an accurate guess is impossible at this date. Marty Mann concluded
that Peabody and his therapists "accomplished a heroic work during the
1930’s, when little else was being done for alcoholics" and that the
method "was effective with a considerable number"’ of patients. It is
known that a few remained abstinent and professionally active in the field of
alcoholism. Others who failed at the Peabody method were known to have joined
A.A. in its early years, but it is impossible to determine how many remained
quietly sober without joining A.A. or professional groups. The fact that
several of the Peabody method’s major practitioners - apparently including the
founder - were not able to maintain their sobriety, however, does not bode well
for other patients with whom contact was lost.
Conclusions
The major significance of Peabody’s work was
probably not its long term therapeutic success but the hope that it gave, both
to the researchers in the early scientific study.’ of alcoholism and to early
A.A. members, that alcoholism was a treatable condition and a worthy topic for
further research and investigation. In their review of the treatment
literature, Bowman and Jellinek concluded, "In this country, Peabody has
probably exerted more influence than anyone else on the psychotherapy of
alcohol addiction," The writings of Peabody and of Strecker and Chambers
reached a far wider audience than Baylor’s book ever had. By the 1930s, the
Emmanuel Movement had almost been forgotten. Even if the physicians and other
professionals of the late l930s and early 1940s had known of Worcester and
Baylor’s work, they undoubtedly would have rejected it as too religious for
their own use. A.A. methods could not be used directly by professional
therapists, since these methods depended on a group of recovering alcoholics.
The tone and style of Peabody’s writing was undoubtedly far more agreeable to
professional practitioners by the end of Prohibition. The Peabody model was
actively used in the Yale Plan Clinics, which employed both individual therapy
and the class method of teaching similar to what Worcester had originally used.
These class sessions were published verbatim in several issues of the Quarterly
Journal of Studies on Alcohol and were very likely influential in the practice
of other early clinics.
The difference between Worcester’s and
Peabody’s work is in part accounted for by the spirit of the times when they
developed their work. Elwood Worcester was 50 years old when World War I began;
Richard Peabody was 20. Although Worcester incorporated some psychoanalytic
concepts in his later work, he never altered his conviction that human nature
was basically good and that the "subconscious" was a useful ally of
consciousness. For Peabody, who had fought at Chateau-Thierry, those
assumptions had become untenable. More congenial to his generation were the
ideas of Freud, for whom the mind was an endless battleground of life and death
instincts that could be kept in check only by the eternally vigilant forces of’
civilization. Peabody’s understanding of human life was thus more modern than
Worcester’s. For the younger man, life was an endless struggle, not so much
between conscious and unconscious forces, but between sober reason on the one
hand and feeling (equated with intoxication) on the other. A tone of postwar
despair and depression permeated his work. Writing in 1919, Baylor used
relatively little of Worcester’s inspirational religious language, although he
retained his basically spiritual view of the recovery process. Writing in 1930,
Peabody had abandoned the spiritual language and concepts altogether.
Curiously, the postwar pessimism did not
similarly affect Bill Wilson, who was Peabody’s close contemporary and who also
fought in World War I. Wilson’s writings retained the language of another
turn-of-the-century Protestant source, the Oxford Groups, through which he had
initially stopped drinking. Many people, including new A.A. members and
professionals, have reacted to his language in Alcoholics Anonymous, the
primary A.A. sourcebook, as anachronistic and overly sentimental. It is
essentially the same kind of style that was popular in Worcester’s time, with
the same indomitable optimism and confidence in the efficacy of spiritual
ideas. It contrasts sharply with today’s professional therapeutic language.
It is hard for us now to accept Worcester’s
optimism about the human race or his conviction that our inner impulses are
always beneficent ones. There are still no more than a few of us, as Murphy
(Historical Introduction to ‘Modern Psychology) noted, who can understand his
vision of the, unity of the mystical and material worlds; our culture has
trained us for so long to keep them rigidly separated. Worcester also could not
give us an explanation of suffering. Like A.A., he had only a theory of
progress and improvement not a theory of evil.
It is probably unfortunate from the
long-term point of view of treatment that the "scientific" interest
in alcoholism that developed in the 1930s could find professionally acceptable
only the rather limited approach of Peabody. The International Bibliography of
Studies on Alcohol (Keller) does not even list the writings of Worcester and
Baylor. Apparently, its definition of "science" was not broad enough
even to include, the Emmanuel Movement, at least in the English speaking world.
Perhaps, if we had adopted the broader concept of a Geistwissenschaft as
Worcester — and perhaps also Freud - understood it, we would not be embroiled
in such continuing problems with understanding the proper scope of the terms
"science" and "disease."
Indirectly, one can conclude that the
Emmanuel approach probably deserved its reputation for greater therapeutic
success, since it used several of the major strategies that were later proved
successful in related form by A.A. From the point of view of recovery, far more
has’ been accomplished in the past 50 years by those who appreciated
Worcester’s paradox - that the unmanageability of life may be turned around by
relaxing, control, not by ever more frenzied efforts to regain it.